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- Report to Head of Compliance
- Based in Hong Kong
About Our Client
Our client is one of the long- established investment house based in Hong Kong. Their business coverage includes securities, insurance, asset management and capital markets. An exciting opportunity has arisen to hire a new candidate to meet their business expansion.
Reporting to the Head of Compliance, you will be fully responsible for:
Managing, filing and reporting of statutory records and information in compliance with company guidelines and legal framework
Maintaining the control of compliance function of the company and advise management on compliance issues
Preparing official corporate notices, records in accordance with the regulatory agency requirements
Working closely with other business units including corporate security and legal counsel on compliance matters
Ensuring compliance related publications are disseminated to the relevant parties
Analyzing the potential impact of regulatory trends
The Successful Applicant
You will be a degree holder or related discipline with more than 3 years of experience in Regulatory Compliance. You will possess strong analytical and communication skills with in depth knowledge on SFC and Insurance Company Ordinance. Furthermore, you should demonstrate strong problem solving skills and the ability to make crucial, time pressured decisions. Excellent communication skills in English and Chinese are essential.
What's on Offer
Excellent salary and stable organization