Banking & Financial Services - Compliance & Legal jobs
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Compliance & Legal jobs
- Featured JobMacauPermanent
- Macau Based position for Macau Residence
- Exciting role with a US listed MNC
- Excellent role for career progression
- Macau stationing role with a US listed company
- Graet platform for career advancement
- Work closely with Front Office to facilitate the collection of KYC documents before account opening.
- Conduct KYC for new client on-boarding with quantitative check and periodic KYC/CDD review on existing clients
- Attend to Front Office queries on COB and CDD issues.
- Prepare regular reports for Management review
- Great exposure to Private Banking KYC
- Temp to perm opportunities
- Global Market Leader Business and Professional Services
- MNC Employer of Choice
- Global Market Leader Business
- Key Senior Mandate
- International Bank
- Good exposure to Equities Compliance
Hong Kong IslandTemporary
- Steep learning curve
- trading floor exposure
Supporting the bank's everyday trading activities, you will be responsible for the following:
- ensure the accuracy of the trade bookings between general ledger, term sheet and risks
- maintain integrity of front to back completeness and trade record accuracy
- manage and alert the desk to any activities that might impact the bank's products or positions
- verify and assist with product set up
- Good opportunity to join a global bank
- Network and build relationships with clients
Our client is an international corporate/investment bank with a continually growing presence in the region and excellent track record of performance and stability. They are seeking an experienced compliance practitioner to oversee private side compliance advisory.
Hong Kong IslandPermanent
- International Corporate/Investment Bank
- Dynamic Platform
Excellent position for experienced Legal & Compliance professional who wants to develop and grow within a firm!
- Stable Hours
- Expanding Team
Our Client is substantially well resourced international bank who are expanding their branch here in Hong Kong and as such is seeking a compliance manager to help build out the function. This role has a large AML focus and would very much suit an experienced and passionate trade finance compliance candidate.
- International/Foreign Bank
- Excellent growth opportunity
This role is an excellent opportunity to lead a small and stable compliance team in a fast growing and successful brand. The Compliance manager will work closely with head of the department to streamline the compliance culture and play a pivotal role in handling AML, dealing with regulators and also advising the business across multiple levels.
- Fast growing financial group
- Excellent compensation